Cumplimiento de lo estipulado por la OFAC
El equipo exclusivo de Servicios Financieros de Kaufman Rossin ayuda a instituciones financieras a evaluar sus programas de cumplimiento de las normas de la Oficina de Control de Activos Extranjeros (OFAC).
Prueba independiente de cumplimiento
Nuestros profesionales pueden realizar una prueba independiente para determinar si su institución financiera cumple con las normas de la Oficina de Control de Activos Extranjeros (OFAC), y con las políticas y procedimientos internos de la institución.
Podemos evaluar las eficacia de sus políticas, procedimientos y procesos para realizar búsquedas conforme a la normativa de OFAC, actualizar las listas en la OFAC, filtrar criterios, investigar posibles coincidencias, y bloquear y rechazar transacciones y retenciones de registros, incluidas pruebas de transacciones.
Evaluación de riesgos
Kaufman Rossin puede realizar una revisión integral de los clientes y entidades, productos y servicios, transacciones y ubicaciones geográficas de su institución financiera con el objetivo de evaluar los riesgos relacionados con la normativa de OFAC.
Contactos clave
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Oscar Enriquez, CPAML, CGSS, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Oscar Enriquez is a Director in Kaufman Rossin’s risk advisory services practice, with significant experience in assisting financial institutions including banks, fintechs, broker-dealers as well as other institutions navigate complex business challenges and manage risk, especially in the area of …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Oscar Enriquez, CPAML, CGSS, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Oscar Enriquez is a Director in Kaufman Rossin’s risk advisory services practice, with significant experience in assisting financial institutions including banks, fintechs, broker-dealers as well as other institutions navigate complex business challenges and manage risk, especially in the area of …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Oscar Enriquez, CPAML, CGSS, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Oscar Enriquez is a Director in Kaufman Rossin’s risk advisory services practice, with significant experience in assisting financial institutions including banks, fintechs, broker-dealers as well as other institutions navigate complex business challenges and manage risk, especially in the area of …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Oscar Enriquez, CPAML, CGSS, CAMS
Director of Model Risk Advisory Services, Risk Advisory Services
Oscar Enriquez is a Director in Kaufman Rossin’s risk advisory services practice, with significant experience in assisting financial institutions including banks, fintechs, broker-dealers as well as other institutions navigate complex business challenges and manage risk, especially in the area of …
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
