Banca
El equipo de servicios financieros de Kaufman Rossin incluye a más de 40 profesionales especializados en asesoramiento de riesgos, contabilidad y otros profesionales capacitados para ayudar a las instituciones financieras nacionales e internacionales a identificar, desarrollar e implementar soluciones que aborden los riesgos operativos y de cumplimiento normativo.
Conocemos la industria de los servicios financieros.
Entendemos las presiones que conllevan el cumplimiento de normativas de entidades reguladoras, los nuevos requisitos en torno a las divulgaciones y las normas contables más estrictas. Nuestro equipo tiene vasta experiencia ayudando a instituciones financieras a cumplir con la Ley de Secreto Bancario (BSA), la Ley Patriota de EE. UU., la Oficina de Control de Activos Extranjeros (OFAC), la Financial Industry Regulatory Authority (FINRA) y la Comisión de Bolsa y Valores (SEC).
Nuestro equipo puede ayudarlo a planificar, prepararse y enfrentar el desafío con los programas de cumplimiento de sanciones y AML/CFT.
Entendemos los riesgos relacionados con lo normativo y la reputación. Ayudamos a las instituciones financieras a evaluar sus programas de cumplimiento del Reglamento Antilavado de Dinero y proporcionamos soluciones integrales prácticas. Nuestro equipo tiene experiencia en la investigación de casos complejos de lavado de dinero y estafas de fraude en América del Norte, América Central, América del Sur y el Caribe. Nuestro equipo de banca también cuenta con amplia experiencia en ayudar a las instituciones financieras a mitigar el riesgo de ciberseguridad.
Por último, entendemos la necesidad de enfocarse en las ganancias netas. Podemos ayudar a las instituciones financieras a identificar oportunidades para que simplifiquen los procesos, maximicen el rendimiento de las inversiones en TI y aprovechen las soluciones innovadoras, como la automatización robótica de procesos (RPA).
Contactos clave
Ivan Garces, CPA
Chief Risk Officer, Risk Advisory Services Practice Leader
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin’s Risk Advisory Services practice, and serves as the Firm’s Chief Risk Officer and is a member of the Firm’s Management Committee. He brings clients more than 25 years of public accounting experience, and provides, risk management, …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Ivan Garces, CPA
Chief Risk Officer, Risk Advisory Services Practice Leader
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin’s Risk Advisory Services practice, and serves as the Firm’s Chief Risk Officer and is a member of the Firm’s Management Committee. He brings clients more than 25 years of public accounting experience, and provides, risk management, …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Ivan Garces, CPA
Chief Risk Officer, Risk Advisory Services Practice Leader
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin’s Risk Advisory Services practice, and serves as the Firm’s Chief Risk Officer and is a member of the Firm’s Management Committee. He brings clients more than 25 years of public accounting experience, and provides, risk management, …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Ivan Garces, CPA
Chief Risk Officer, Risk Advisory Services Practice Leader
Ivan Garces is a senior advisory principal, Chair of Kaufman Rossin’s Risk Advisory Services practice, and serves as the Firm’s Chief Risk Officer and is a member of the Firm’s Management Committee. He brings clients more than 25 years of public accounting experience, and provides, risk management, …
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
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