Antilavado de dinero y sanciones
El equipo de Servicios de Asesoría de Riesgos de Kaufman Rossin ayuda a instituciones financieras a evaluar sus programas de cumplimiento del Reglamento Antilavado de Dinero, además de ofrecer soluciones prácticas e integrales. Nuestro equipo tiene experiencia en la investigación de casos de lavado de dinero complejos y estafas de fraude tanto a nivel nacional como internacional.
Prueba independiente de cumplimiento
Kaufman Rossin puede realizar pruebas independientes para determinar si su institución financiera cumple con la normativa de la Ley de Secreto Bancario (BSA), antilavado de dinero y la Oficina de Control de Activos Extranjeros (OFAC), y con las políticas y procedimientos internos de su institución.
Evaluación de riesgos
No gestionar adecuadamente el riesgo de lavado de dinero podría exponer a una organización a sanciones legales y normativas, multas financieras y daños a su reputación. Kaufman Rossin puede realizar una revisión integral de los clientes y entidades, productos y servicios, transacciones y ubicaciones geográficas de su institución financiera con el objetivo de evaluar los riesgos relacionados con la normativa de BSA/AML/OFAC.
Ayudamos a los clientes a evaluar, controlar y gestionar los riesgos que pueden paralizar sus negocios.
Asistencia para acciones de cumplimiento
Nuestro equipo especializado en Servicios Financieros tiene amplia experiencia en la prestación de asistencia a instituciones financieras que deben responder ante acciones de cumplimiento normativo antilavado de dinero, la Ley de Secreto Bancario y la OFAC. Nuestro equipo puede asistir a su banco en tareas de revisión, rectificación de legajos de clientes, revisiones de cuentas de alto riesgo, y desarrollo de políticas y procedimientos.
Modelos de vigilancia automatizada de transacciones de cuentas conforme a BSA/AML y validación de sistemas
Kaufman Rossin puede revisar sus sistemas de monitoreo de BSA/AML, evaluar su eficacia y ayudar a la gerencia a identificar oportunidades de mejora.
Asesoramiento en litigios
Nuestro equipo de Asesoramiento en Litigios puede ayudarle con asuntos relacionados con requisitos normativos y prácticas de la industria. Nuestros profesionales han testificado como expertos en tribunales federales y estatales.
Contactos clave
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
Jason Chorlins, CPA, CFE, CAMS, CITP
Principal, Risk Advisory Services
Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory comp…
Heidy Duarte, CAMS, AMLCA, CFS, CFE, CPA
Principal, Risk Advisory Services
Heidy M. Duarte is a Principal in Kaufman Rossin’s Risk Advisory Services practice. With over 16 years in the Financial Services industry, she has extensive experience in forensic accounting, risk management, and regulatory compliance matters, helping clients identify and mitigate risks. Heidy is …
Ricardo Gomez, CAMS
Principal, Risk Advisory Services
Ricardo Gomez leads risk advisory, anti-money laundering (AML) and investigative engagements for clients in the financial, legal and corporate sectors. He leverages his extensive knowledge of the Bank Secrecy Act (BSA), USA Patriot Act and OFAC regulations when counseling clients on compliance matte…
Bryant Moravek, CCAS, CAMS, CGSS
Director of AML & Sanctions Compliance, Director de Cumplimiento del Reglamento Antilavado de Dinero, Servicios de Asesoría de Riesgos
B.J. Moravek es director de la oficina de Cumplimiento de las Normas del Reglamento Antilavado de Dinero (AML) y Sanciones del grupo de Servicios de Asesoramiento de Kaufman Rossin desde donde aplica su especialización para asistir a los clientes con cuestiones complejas relacionadas con el cumplim…
Raymond Villanueva, CAMS
Director, Risk Advisory Services
Raymond Villanueva is a director in Kaufman Rossin’s risk advisory services practice. He brings more than 28 years of law enforcement and investigative experience with emphasis on the Bank Secrecy Act, anti-money laundering, trade enforcement, sanctions, and anti-fraud, as well as international co…
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