Overview
Scott Demar es gerente sénior en la Oficina de Servicios de Asesoría de Riesgos de Kaufman Rossin, donde trabaja con un equipo de consultores para ayudar a los clientes de servicios financieros con sus complejos riesgos empresariales y regulatorios.
Aporta más de una década de experiencia en cumplimiento de normativas de entidades reguladoras, luego de haber trabajado más de 10 años en la División de Exámenes de la Comisión de Bolsa y Valores (SEC), antes de ser parte de Kaufman Rossin. In that role, Scott led numerous examinations of SEC-registered investment advisers (RIAs), dually registered RIA/broker-dealers, and investment companies to assess their compliance with the federal securities laws.
In his current role, he advises RIA clients on a variety of compliance, risk and regulatory issues. Scott utilizes his knowledge and expertise, along with his regulatory experience, to help clients protect their organizations, implement effective controls and mitigate risks.
Scott earned a Bachelor of Science in Accounting and Finance and a Master of Science in Accounting from the Kelley School of Business at Indiana University.
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Education
Licenciatura en Ciencias, Contabilidad/Finanzas, Indiana University
Maestría en Ciencias, Contabilidad, Indiana University